At Complinet, we act as a dedicated compliance back office, offering tailored solutions that ensure your operations remain compliant, resilient, and audit-ready.
We partner to provide compliance support services to financial service providers, including Brokerages, Credit Unions, Insurance Firms, and FinTech companies. Our mission is to help businesses navigate the complex and evolving regulatory landscape with confidence and efficiency. Our services include:
Full Compliance Reviews – Independent assessments of your firm’s compliance function to identify risks and gaps.
Policies and Procedures Review – Detailed checks to ensure your documentation meets all current regulatory requirements.
Audit and File Reviews – Regular monitoring to ensure ongoing adherence to best practices and regulatory expectations.
Compliance Training – Delivery of training sessions, with options for CPD accreditation, to build and maintain staff knowledge.
Data Protection Reviews – Evaluating your data protection systems to ensure GDPR compliance and robust data management.
CBI Authorisation Support – Guidance and management of Central Bank of Ireland authorisation applications.
Board-Level Compliance Support – Attendance at board meetings as your Compliance Officer to advise on governance and risk.
PCF Role Support – Practical assistance for Pre-Approved Control Function (PCF) role holders to meet their regulatory obligations.
With Complinet, you can access the expertise and resources of a professional compliance team—without the cost of building one in-house. We work in partnership with you to ensure your business stays compliant, protects its reputation, and operates with integrity.